The business of financial advice is often confusing and opaque. New rules are unlikely to help clear up the situation.
The business of financial advice has, for investors, always been confusing and opaque. New rules are unlikely to help clear up the situation.
Financial representatives of different stripes in recent decades have adopted generic titles like “financial adviser” and “wealth manager,” obfuscating the differences in their practices and obligations to clients. Brokerage firms eschew the title “broker” for their ranks, in part because regulatory efforts in recent years spotlighted the differences between the investment advisers who...
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