Federal officials accused a Pennsylvania adviser of causing public retirement funds to invest in a class of shares with higher fees. In the settlement, he did not admit or deny the allegations.
An SEC case involving an Allegheny County financial adviser and the lack of transparency from local government agencies afterward highlights how pension systems make crucial decisions about people’s finances and retirement funds, but often face little public scrutiny.is an independent, nonpartisan, and nonprofit newsroom producing investigative and public-service journalism that holds the power to account and drives positive change in Pennsylvania.
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