If a recent appointment is any indication, Doug Ford may be just the man to do it
Securities regulation really sprang to life independently of the civil and criminal prosecution of fraud in the 1930s, to give the appearance of more comprehensive and focused discouragement of unethical practices in the issuance of securities. Following the great stock market crash of 1929, many believed that misrepresentation in the underwriting and reporting of stock market equities was a widespread practice that had contributed to the misery of the Great Depression. When U.S.
Dishonest stock exchange and underwriting practices had been reasonably adequately dealt with by the fraud specialists in the police forces of the various levels of government and the setting up of securities commissions was essentially for optics, as they enabled political leaders to represent themselves as vigilant monitors of their societies’ economic interests, fighting the scourges of corrupt stockjobbers and swindlers.
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